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BDC News Of The Day: March 27, 2017

Here are the main news items and SEC filings from all the publicly traded and non-traded BDCs that we track for Monday March 27, 2017 as of 11:30 a.m. EST. External links to articles or filings are in blue, internal links to BDC Reporter’s prior posts on the subject are in red. Where appropriate, we add brief comments. This was quiet day to begin this feature in the BDC Reporter:

 

RATINGS CHANGES

OFS Capital:  Raised to Buy from Neutral by Ladenburg Thalmann. 

No comment.

Golub Capital:  Raised to Out Perform from Market Perform by Raymond James.

See our brief post.

OWNERSHIP FILINGS

Fifth Street Finance:  Filed an Amended Change of Beneficial Ownership

Leonard Tannenbaum reports owning 18.6% of the BDC’s outstanding shares. 

SHELF FILINGS

BlackRock Investment Capital: Files a Form N-2. [Filed March 24]

A preliminary prospectus for capital raising of up to $1,500,000,000.  Possible Convertible or Baby Bond offering ?